SFC reprimands and fines UBS for overcharging clients and other internal control failures

Former HSBC Relationship Manager banned by SFC for one year

Hong Kong’s Securities and Futures Commission (SFC) has prohibited Mr Song Baojun (Song) 1 from re-entering the industry for 12 months pursuant to section 196 of the SFO. A former relationship manager of The Hongkong and Shanghai Banking Corporation Limited (HSBC),...
AML/CFT Training

AML/CFT Training

Introduction Singapore has set its trajectory to becoming one of the most renowned financial centres in the world. One of the key elements to achieve this status is the regulatory regime that governs and protects the industry. The Monetary Authority of Singapore (MAS)...

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