Compliance Policy and Procedure

Compliance policy and procedure documents are the foundation of any compliance program, both in terms of organization and management of said program.

These documents facilitate compliance with applicable laws, regulations and standards, and provide for a basis to which the controls put in place are monitored and tested regularly to ensure effectiveness, as mentioned below.

In many cases, failure to comply with policy requirements can lead to significant fines and penalties. Our team has the relevant expertise and depository to develop comprehensive compliance policies and procedures to protect organizations from legal and regulatory constraints while reinforcing a culture of compliance, and ongoing monitoring.

 

ARGUS HELPS CLIENTS DEVELOP & IMPROVE COMPLIANCE POLICIES AND PROCEDURES

• Compliance Manuals

• Compliance plans

• Risk management frameworks

• Corporate Social Governance policies and parameters

• Operational manuals

• AML policies and procedures

• Export compliance programs

• Employees Handbooks and Code of ethics

• Business continuity plans

• Internal control documents

OTHER RELATED SERVICES

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Compliance Management Singapore
Fund Management Company
Fund Set-Up In Singapore
Starting A Hedge Fund In Singapore
Capital Markets Services Licences
Fintech Regulatory Sandbox License
Financial Advisers Licence
Compliance Risk Management
Singapore Compliance Management
Corporate Compliance Singapore
Singapore Compliance Training
Registered Fund Management Company Singapore

Licensed Fund Management Company Singapore
Environmental Compliance

Corporate Governance
Regulatory Inspection
Compliance Outsourcing
Regulatory Approval
Regulatory Compliance
Risk Assessment
Risk Advisory

CONTACT

ARGUS GLOBAL PTE LTD
6 Raffles Quay , #14-07,
Singapore 048580
Near Raffles Place MRT (Exit I)

Monday to Friday (9am to 6pm) Except public holidays

Call
+65 68176861
Email: info@argusglobal.co

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Online Training
Anti-Money Laundering and Countering the Financing of Terrorism
Friday, 29 October 2021
02:30 – 04:00 SGT

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