Civil Penalty of $11.2 million on UBS for Deceptive Trades by its Client Advisors

Former HSBC Relationship Manager banned by SFC for one year

Hong Kong’s Securities and Futures Commission (SFC) has prohibited Mr Song Baojun (Song) 1 from re-entering the industry for 12 months pursuant to section 196 of the SFO. A former relationship manager of The Hongkong and Shanghai Banking Corporation Limited (HSBC),...
Training Requirements For Financial Institutions

Training Requirements For Financial Institutions

  Argus Global is conducting a training on AML/CFT on 28 Nov 2019. This training will be for a period of 3 hours at a Singapore CBD location. The training will be conducted in a classroom style highly interactive environment. It will cover the rules &...
Civil Penalty of $11.2 million on UBS for Deceptive Trades by its Client Advisors

UK Accounting firms linked to Kolmoisky scandal

It is reported that Ukrainian billionaire oligarchs Ihor Kolomoisky and Hennadiy Boholyubov, are facing a London civil suit. The suit alleges that they used fake purchasing agreements and fraudulent loans to embezzle $1.72 billion from Ukraine into offshore firms...

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AML/CFT Training 2021
Friday, 25 June 2021
2.30 - 4.00 SGT

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