by Argus | Fund Management Company, News, Regulatory Compliance
Singapore court has sentenced a businessman to 15 months’ imprisonment for raising funds from investors in the form of a convertible loan without a prospectus. District Judge Jasvender Kaur on Monday handed down the jail term to Tay Chee Ming, 54, after a...
by Argus | Fund Management Company, Infographics, Others
Argus specializes in regulatory compliance and provides objective insights, subject expertise and a simple approach to all your compliance-related needs. Our diversified client base spans start-ups to mature businesses. We partner with our clients to...
by Argus | Financial Institutions, Fund Management Company, Regulatory Compliance
Capital Markets Services License – Dealing in Capital Market Products Capital Markets Services License (CMSL) A corporation that carries on a business in any regulated activity in Singapore would need to hold a CMSL under the Securities and Futures Act (SFA). The...
by Argus | Compliance, Financial Institutions, Fund Management Company, Insurance, News
MAS issues a Consultation Paper on proposed scope of IAC Guidelines The Monetary Authority of Singapore (MAS) published yesterday a Consultation Paper concerning the proposed scope of Guidelines on Individual Accountability and Conduct (IAC Guidelines). Consultation...
by Argus | Financial Institutions, Fund Management Company, Monthly Newsletter, Regulatory Compliance
Articles and Events Summary Outsourcing by Fund Management Companies in Singapore This article sets out the perks and perils of outsourcing arrangements, where we look at the most common business model in Singapore amongst financial institutions outside of banks – the...
by Argus | Fund Management Company, Ongoing Compliance, Regulatory Compliance
Outsourcing by Fund Management Companies in Singapore Outsourcing an arrangement by a Fund Management Company (FMC) to a service provider can bring cost and other benefits. However this can also increase the risk profile of the FMC, particularly when there is failure...
