Licensing

Our team works closely with all stakeholders throughout the process to ensure seamless service.

Clients who intend to conduct regulated business need to obtain the relevant licenses from local regulators.

Our team has an in-depth understanding of the rules, guidelines and processes involved in obtaining licenses and registrations for businesses intending to carry out regulated activities. We follow the process meticulously and assist you from the inception of the business, to the structuring of the firm’s policies and procedures.

 

WE CAN ASSIST THE CORPORATION WITH THE FOLLOWING:

• Advising on the specific license requirements

• Advising on regulatory capital requirements

• Assisting in preparation and submission of application forms

• Negotiate license conditions with authorities

• Preparation of all documentation relating to Operations, Corporate Governance and Risk Management obligations

• Liaising with local Regulators on all related matters

WE CAN ASSIST EACH RESPONSIBLE OFFICER AND LICENSED REPRESENTATIVE BY:

• Advising on competency requirements and on available waivers (where applicable)

• Assistance to complete and prepare the CVs of licensed representatives

• Liaising with the authorities on the assessment of the ‘fit and proper’ test of licensed representatives

 

OTHER RELATED SERVICES

NEEDING COMPLIANCE EXPERTS?

Get in touch with us today and learn more about our professional services

Compliance Management Singapore
Fund Management Company
Fund Set-Up In Singapore
Starting A Hedge Fund In Singapore
Capital Markets Services Licences
Fintech Regulatory Sandbox License
Financial Advisers Licence
Compliance Risk Management
Singapore Compliance Management
Corporate Compliance Singapore
Singapore Compliance Training
Registered Fund Management Company Singapore

Licensed Fund Management Company Singapore
Environmental Compliance

Corporate Governance
Regulatory Inspection
Compliance Outsourcing
Regulatory Approval
Regulatory Compliance
Risk Assessment
Risk Advisory

CONTACT

ARGUS GLOBAL PTE LTD
20 Cecil Street, #08-01,
Singapore 049705
Near Raffles Place MRT (Exit D)

Monday to Friday (9am to 6pm) Except public holidays

Call
+65 68176861
Email: info@argusglobal.co

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